Amniotic Stem Cells

Amniotic Stem Cells


For over a decade the concept of using stem cells for the therapy of various diseases has been in the public discourse and has been the subject of many investigations. There are now journals and professional societies worldwide devoted to this topic, along with a proliferation of international meetings, newspaper articles, named buildings and even taxpayer-funded initiatives, as in California. No wonder that local “stem cell” clinics are springing up nationwide to take advantage of the public’s enthusiasm for new medical approaches.


The question remains: does it work? Let’s examine why the jury is still out on this question, and what the present opportunities may include, and let’s do so without the hype and the overblown promises so common in our culture.


Firstly, there are several ways of getting at the pristine DNA inside a cell. What we want to accomplish is to use good DNA to replicate cells that are making abnormal DNA. This could be a function of disease, like cancer or inflammation, or it could be a function of aging. All of these processes are related.


Young DNA has fewer “mistakes” in its sequence; it is a bit like getting a computer code without the bugs. Stem cells have the ability both to reproduce themselves AND to differentiate into other cells- like heart cells, skin cells, cartilage cells. Cells with a variable degree of “stemness” can be obtained from embryos, from bone marrow, from fat and from ordinary cells like skin cells if they are treated with a “cocktail” of growth factors that convert them into stem cells. These are called “induced” stem cells. It is arguable which cells have the “best” DNA for the purpose we are looking for; one concern of the regulatory agencies is that all of these cells could have the potential of growing abnormally- although so far we have no evidence of this.


Working with stem cells is a bit like working with radioactivity- one has to know what one is doing.


FDA approved trials are now progressing with a variety of stem cell products for ailments that have no effective treatments with conventional methods. For example, bone marrow stem cells have been used for stroke (safe, but no improvement), Parkinsons (ongoing), meniscus tears (no response), paraplegia (perhaps some improvement in a few patients). Each study must be read carefully to convince yourself that the investigators really have stem cells, and that they are alive, and that they are put in the right place. In some cases, the stem cells may work by becoming part of the patient (engrafting) and in other cases they may work by secreting various growth factors that many other cells grow. Nature continues to be complex at all levels.


Using stem cells from another person- allografts- is attractive because- as long as immune or rejection problems do not occur- it does not require taking tissue samples from the patient, such as bone marrow or fat. Furthermore, a high density of stem cells can be assured and this can be monitored at the tissue bank for quality purposes. Amniotic fluid is one such source of cells that can be prepared under strict guidelines for safety. These cells are “immunoprivileged”; similar to other allo products, like cartilage. They do not elicit an immune response and do not need to be tissue typed to the recipient (unlike blood). Also, as these cells are derived from elective C-sections, they are young and their DNA is young. We have learned that the use of juvenile tissues, such as Denovo NT cartilage repair, is favorable.


Since PRP (platelet rich plasma) contains the growth factors that activate stem cells, it makes sense to consider the combination of amniotic stem cells and PRP.

Keep in mind that there is no present evidence- pro or con- that could help us determine the usefulness of this therapy. Therefore, at this point each patient must act as their own “control”.


Many patients have joint problems for which there is just no good solution with older methods. I am therefore offering the amniotic stem cell product to carefully selected patients who are fully informed, and for whom PRP alone has not resulted in an adequate response. In this way we will learn together if the stem cell component and the growth factor component synergize to product a good result.

PRP for Hip Arthritis

Over the last year I have used PRP in patients with mild to moderate arthritis of the hip. The injection is guided by ultrasound imaging, and with appropriate use of local anesthetic is not painful. I have been using a 3 injection regimen similar to that used in the knee with a similar target dosage.  So far the results have been gratifying in all patients with a good range of motion- some stiffness but not extreme stiffness. I do not think PRP in this application will restore lost motion. Therefore, it seems likely that PRP should be an option for those with mild to moderate OA and minimal hip stiffness; in some cases the diagnosis of FAI (hip impingement) or labral tear- really  is confounding the real problem, which is loss of articular cartilage.  In some of these cases, hip arthroscopy may not be necessary.

Trial of Stem Cells; Fact and Fantasy

Currently the first trial of engineered stem cells for macular degeneration, a retinal disease that can lead to blindness, are beginning in Japan.  The endpoint in the first patient will be for safety, NOT for efficacy.  IMO this is the way the FDA is likely to proceed in the U.S.: very carefully, safety first.

This is different from the previously reported Aldagen trial for stroke, which used only separated stem cells from the bone marrow, in that in the Japanese study they are using induced stem cells (from the patient) that have been grown in the lab to reproduce the exact tissue in need of repair. In other words, they have been altered to perform the job required. Clinical standards for an induced stem cell will necessarily be higher, in order to make sure no unanticipated changes- think cancer - are caused by the reprogramming. one concern is how long you should wait before deciding such an issue.  The retina may be a good place to begin because it is so easily observed.

Some of my patients have been convinced by others  to have simple bone marrow aspirate injected as a kind of “stem cell therapy”. This has been done without adequate scientific proof and at extremely high cost, no insurance accepted. As they say, it can be easy to separate a fool from his money. Bone marrow may be a source of stem cells, but they are certainly rare. Without validation- counting cells- I oppose “selling” BMA as a stem cell therapy. The public should be educated as to the true state of the art, and how we must proceed cautiously, and then measure the outcomes such that we make the technology reproducible, affordable, and effective.

New Hearts are Better

A recent article in the journal NATURE from a team at the University of Washington in Seattle has shown an exciting way of using embryonic stem cells to revitalize heart tissue. The researchers  took embryonic stems cells from humans and treated them with a simple growth media to induce differentiation into heart like ‘cardiomyocytes’.  They then induced, in monkeys, a large ‘heart attack’ with death of a portion of the wall of the heart- mimicking the situation of a very bad heart ‘attack’ or MI.  Injection of the stem cells into the dead tissue resulted in regrowth of the heart muscle- beating heart muscle.

Although this would seem to be far from our cartilage related issues, it is not. This is yet another example of how the DNA in certain cells can be re-programmed (in this case between species!) to make the type of tissue that is desired. If damaged tissue can be restored in situ, think of the consequences.  The details of this kind of therapy will have to include a convenient way of introducing the cells to a target, and ‘engrafting’ or holding them in the right spot.  Several previous trials at stem cell therapy, simply involving injection of cells into the bloodstream, have failed (including the recent Aldagen trial for stroke).  One common factor of these failed trials is the lack of an appropriate delivery system. In this area the need for novel medical devices is obvious.

Non Surgical Orthopaedics

Over the last four to five years my interest in cartilage regeneration has continued to focus upon new techniques in stimulating cells to self-repair.  Concurrently, biotechnology has rapidly advanced to provide us with new tools in evaluating the genome (our DNA sequences) and to explain much of cell behavior in terms of growth factors- proteins that control how our cells work, produce materials, and eventually become senescent.  Technologies in the offing will be able to make DNA editing a new therapy for many diseases.  Furthermore, the link between aging, cancer, and our immune systems has become increasingly obvious- this is what is driving the marketing of “personalized medicine”.

Although we are not there yet, I feel strongly that this is the (very near)future.  The concept of treating all patients with the ‘same’ ostensible problem  the exact same way, or with the same drug, will be seen to be quite antiquated.  Most of today’s ‘guidelines’ will soon obsolesce.  Both physicians and patients will need to get smarter. Part of this will come from patient empowerment, but this will only be possible if the ‘big data’ are organized into a form that makes decisions actionable and reasonable; for example, not everyone should take up marathon running (stress fractures, heart stress), and some folks would really benefit from weight lifting(to build bone mass) at an early age. The doctor will continue to be in the business of giving advice, but it will be more informed advice.

In orthopaedics, new therapies will result in much less surgery. What if: many ACL tears were made to heal in situ? many cartilage lesions  and tendinopathies healed with injections? Rotator cuffs and torn meniscii could be treated in the office? Much of this is already true today.

In my practice, patients should look forward to receiving the best synthesis of advice derived from some old methods and some new possibilities. This is how progress is made and this is what keeps life interesting.

Regeneration: Success and Failure

Clinical studies have recently shed some light upon cell and growth factor studies for a variety of illness, including stroke, dementia and spinal cord injury, that will certainly advance our understanding of the potential for regenerative therapy and also point out the pitfalls in developing new treatments and delivery systems. In medicine, it is never enough to have a good theory, one must make it practical and reproducible as well- and commercially viable.

The ALDH stem cell trail for stroke, in which a special set of bone marrow derived stem cells was purified and injected into the artery that feeds the brain, showed good safety and no effect whatsoever in well compared groups of 25 patients and 25 controls. The FDA allowed for 100 patients in the trial, but the study was terminated early based upon lack of any clear response over and above what would be expected for no treatment. This is an excellent way to perform a study, and the negative result is quite useful; there is no evidence that injected stem cells “seed” or “engraft” the desired area, although it was hoped that they might secrete growth factors to help the brain heal itself. More science is needed about delivering cells to the target organ.

Another trial on spinal cord regeneration for paraplegia looks a bit optimistic in its early stages. Once again, the trick will be to get comparable groups of patients in order to convince ourselves that there is a real effect; when measuring very small but significant nerve return after complete paralysis, it is easy to fool yourself even with the best motives. So far, the cell therapy shows no adverse reactions, a good start.

Much in the news are studies from Harvard and UCSF on aging in mice. Some component in the blood serum of a younger mouse is capable to reversing nerve degeneration in the brain of an older mouse- and vice versa, perhaps! One group believes this blood component is precisely one of the powerful factors in PRP (TGF Beta)! Clearly, much work needs to be done to confirm this finding, to specify what is causing it, and to find out if it has applicability in other mammals. One interesting fact is that blood plasma is already “on the market”, so how interesting would it be to segregate blood donations by age and use just the plasma for regenerative purposes? Or of course to purify the protein(s) involved and to bioengineer them?

These concepts will proceed with fits and starts, and well done science will push the field forward, bit by bit.

Subchondroplasty: A New Frontier?

Over the last year I have learned about an MRI finding called Bone Marrow Edema, (BME) and a new procedure developed in Philadelphia to treat joint pain coming from BME.. I have noted this finding in some patients with osteoarthritis, many patients with failed microfracture, and some patients with inflammatory arthritis. This patient was having severe knee pain and although he does have concurrent arthritis, he is not a candidate for a knee replacement at age 50, and in a high demand occupation . I performed the subchondroplasty procedure in December of 2013 and his pain dissipated to almost zero within 2-3 weeks. it is of course too soon to comment on long term results, but clear that in at least some patients we should be looking at the subsurface issues as well as the surface (cartilage) issues.

Observe the large white area in the femur

Observe the large white area in the femur

Stem Cells and Bone Marrow: the Way Forward

The concept of using Bone Marrow as a source of the patient’s own stem cells is a good one; we know that such cells are present, albeit in small quantity, and we know that under the right conditions they can differentiate into cartilage. In fact, just recently it has been shown in the lab that certain cells can be made into stem cells by simply changing the acid in their microenvironment; this, after induced stem cells have been reported using a “cocktail” of DNA regulatory factors a couple of years ago. So it seems there are various means by which our bodies ‘turn on” the regulatory mechanism that makes a cell into a stem cell. Our job is to see if we can make that happen at the right place and at the right time.

Harvesting bone marrow from the top of the pelvis can be performed under local anaesthetic in the office.  That bone marrow aspirate (BMA) can then be mixed  with blood from the patient, and then purified using the Angel PRP machine.  Our first task is to then measure the output of the machine by using “biomarkers” for stem cells. Ideally, we could then have a mixture of growth factors (PRP) and an enriched population (definitely NOT a pure concentrate) of stem cells. Since the Angel device is programmable, anticipate that some adjustments need to be made in order to achieve the best results.  Only then can a study be performed on efficacy; where, for example, we inject the mixture into a joint with cartilage damage.

These principles should be applied to any cell based therapy; know what you are injecting. Safety and efficacy can only then be determined.

Next Steps for Stem Cells

The most likely sources of stem cells for cartilage regeneration are adipose tissue (fat) and bone marrow.  Each of these offers the possibility of harvesting the cells from the patient and injecting them or implanting them as a component of an advanced tissue repair product.  We know that growth factors alone (PRP, or platelet rich plasma) are effective in wound healing, and we know that cell based cartilage repair (like Denovo) can be effective in cartilage repair; as also seems likely, that a combination of scaffold coordinated bone marrow stimulation can also work.  The building blocks of tissue repair are now obvious and accessible.

One continuing issue for industry is that the regulatory pathway of an advanced hybrid product will be very expensive, perhaps unrealistically so, as the orthopedic companies involved in the sales and marketing of the new biologics are not funded for nor are they comfortable with the type of clinical trials that FDA has historically required.  These trials are not required if the patient’s own cells are used and are not manipulated, changed, augmented or otherwise turned into a potentially harmful new product or device. The effect of this situation is that many or most companies are NOT interested in any product with a tough regulatory approach- this is quite the opposite from the pharmaceutical industry. I do not see this attitude changing in the near term.

So back to Stem Cells.  Inducing pluripotent stem cells is much in the news, but will run straight into the regulatory issues just mentioned and hence is not likely to be introduced into orthopedics at this time.  Adipose tissue is readily available from many patients (but not all!) and separation techniques can be performed at the bedside to separate out a cell enriched fraction. I am not sure that the average orthopedic surgeon wants to get into liposuction, so the details involved are somewhat beyond me.

As for bone marrow, that is accessible in all of us. The usual donor site is from the prominences of the iliac bone, just below the skin. Under local anaesthesia, a needle device can be introduced into the bone; what hurts is the aspiration of the marrow.  I am currently working on ways of minimizing the discomfort ( translation = pain) to make this more tolerable.  These marrow cells are quite diverse, and the stem cell population may only be 1 in 10000.  Nevertheless, with the PRP technology currently available, we can mix the marrow with some peripheral blood and develop a purified concentrate for “bone marrow aspirate” and PRP in a very low volume.  In this way we now have an enriched population of cells that should be an excellent construct for cartilage repair, growth factors inc

Second BioCartilage Case/ 9 months

Case number two is now without pain of any kind, able to exercise and do both up/down stairs without pain, a marked change from her pre-op condition.  This was a 1.5 cm sq. patellar facet cartilage lesion (hole). the patient has decided not to get a post-op MRI.

A testimonial from her will be forthcoming on this web site.